Get Nasdaq/NYSE compliance deficiency notices and status. Companies that fall below Nasdaq listing requirements (minimum share price, market cap, etc.) receive deficiency notices and may face delisting.

Searchable deficiency values (partial match — you don't need the exact full string):

Bid Price — Stock below $1 for 30+ consecutive trading days
Market Value — Market cap or market value of publicly held shares below minimum
Equity — Stockholders' equity below minimum thresholds
Net Income — Net income requirements not met
Public Float — Public float below minimum
Delinquent — Failed to file required SEC reports on time (10-Q, 10-K, 20-F, etc.)
Audit Committee — Audit committee composition requirements not met
Board Independence — Board independence requirements not met
Compensation Committee — Compensation committee composition requirements not met
Annual Shareholder Meeting — Annual meeting not held in fiscal year
Record/Beneficial Shareholders — Minimum shareholder count not met
Public Interest Concern — Public interest concerns raised
Annual Fee Delinquency — Exchange fees not paid
Auditor Opinion — Issues with auditor opinion
1003(a) — Equity below threshold combined with years of losses (various tiers)
802.01 — Various market cap, price, and equity listing standards

Use added_date_from / added_date_to to find recently added deficiency notices, or date_from / date_to to filter by the date of the notice itself.

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